Part-Time Compliance Manager


Details:
  • Salary: £70,000 - £90,000 per annum
  • Salary Per: Annum
  • Location: London South East
  • Date: 1 day ago
Description:

I'm working on a unique opportunity for a part-time Compliance Manager, working with one of our global asset management clients. This would be an excellent opportunity for a candidate looking to work with a firm focused on sustainable investing in a generalist compliance capacity. Client Details My client is leading the field in sustainable investment opportunities. They have a global presence, but require support of a part-time Compliance Manager in their London based office. Description Working closely with the senior leadership team within Compliance, Risk and Finance, the part-time Compliance Manager will be working on: Providing advisory support to the firm Regulatory change - assist in the analysis and strategic review of new regulation Providing second line of defence services to the business. Oversight and testing of the compliance programme Undertaking outside business interests / personal investment / gifts and entertainment reviews Counterparty onboarding / responding to inbound KYC queries Maintaining manuals, policies, procedures, risk assessments Undertake monitoring duties Assist in the design and delivery of compliance training and in producing compliance notifications in relation to relevant topics Profile The successful candidate for the part-time Compliance Manager will have: Expertise with key pieces of regulation (AiFMD, MiFID II, EMIR) and with the FCA Handbook from working with a Financial Services firm (Ideally an alternative asset management firm) Commercially minded with an ability to actively engage within the business. Organised and able to prioritise workload efficiently. Proactive, responsive and efficient. Resourceful and capable of working autonomously. Strong communication skills, both written and verbal. Job Offer Flexibility with working hours (roughly 60% of FTE role) Excellent working culture and business ethic Salary and benefits to be discussed based on experience

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