Compliance Risk Officer

Description:

Compliance Risk Officer

Our well established financial services client based in Northwich are currently looking for a Compliance Risk Officer to join their team on a permanent basis. This is an excellent opportunity for an individual to gain knowledge of this specialist area. In addition, the job holder will need an understanding of the overall business activity and will support both the Compliance Team and the Deputy Head of Compliance to achieve the objectives.

What does the role entail?

As a Compliance Risk Officer, you will be providing support, advice and guidance on compliance framework, policies and procedures, which will facilitate the business in identifying, assessing and managing compliance risk within the business. You will also be making sure all compliance work is carried out to the required level of competence, regularly reviewing and keeping up to date with changes in regulatory, legislative and market practices that impact the business.

What skills will you have?

To become a Compliance Risk Officer you must meet the below requirements:

regulatory horizon scanning
Wealth management
Transaction/Trade reporting
MiFID II
gap analysis of consultation papers from the regulator
regular compliance monitoring of business processes
thematic reviews
good FCA/PRA handbook knowledge including CASS, MiFID, COBS, BCOBS, DISP, SMCR
complaint handling
experience of Compliance report writing for Senior Management Committees
experience of policy reviews and policy updates
compliance governance and oversight
implementation of new regulation within a business
regulatory reporting to the regulator
data protection/GDPR
business continuity

What is on offer?

This is a great opportunity for a passionate individual to work within a well known and reputable financial services organisation, where you will have the opportunity to grow and develop your career. Salary for this role is TBC.

How to apply

To be considered for this Compliance Risk Officer please click apply now