Details:
- Salary: £35,000 - 40,000 - Annum
- Job Type: Permanent
- Job Status: Full-Time
- Salary Per: Annum
- Location: Liverpool Merseyside
- Date: 1 week ago
Description:
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team
This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and ensuring they have been processed in a Compliant manner , adhering to FCA guidelines
You must be from an IFA/ Financial Advice, Compliance background or an IFA looking for a new role
Base to £40000 plus benefits package
This is an office based role Mon-Fri
Level 4 Diploma is a preference